Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Andrew Sullivan is a financial professional with over 19 years of experience in the industry. Peter is currently registered with Voya Investments Distributor, LLC. Peter has held previous positions at ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC and RCM DISTRIBUTORS LLC. Peter holds the Series 3, 7, 24, and 63 securities licenses and the SIE exam. Peter is registered to provide investment advice in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/04/2022 - Present
Voya Investments Distributor, LLC (NEW YORK NY)
CA
09/27/2005 - 10/03/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (SAN FRANCISCO CA)
CA
06/19/2003 - 06/11/2008
RCM DISTRIBUTORS LLC (SAN FRANCISCO CA)
BC
Issued 05/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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