Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Moraski is an investment advisor representative at Empower Advisory Group, LLC. Peter has been in the securities industry since September 20, 2005 and has been registered with the Securities and Exchange Commission since January 2015. Peter has worked for a number of financial institutions including Prudential Investment Management Services LLC, TIAA-CREF Individual & Institutional Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Peter is licensed to provide investment advice in Hawaii.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/10/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
HI
02/05/2021 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HONOLULU HI)
HI
01/12/2018 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HONOLULU HI)
HI
11/03/2015 - 11/30/2017
SCOTTRADE, INC. (HONOLULU HI)
HI
01/07/2015 - 10/13/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HONOLULU HI)
MA
12/10/2008 - 02/11/2010
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
09/19/2000 - 12/15/2006
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
NJ
10/29/1999 - 08/01/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 11/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/27/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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