Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Laptewicz is a financial professional with over 16 years of experience in the financial services industry. Peter is currently registered with Tradier Brokerage, Inc. as a General Securities Principal and has held various positions at several firms, including TradeKing, BANC of America Investment Services, Inc., and Edward Jones. Peter is also a Registered Options Principal. Peter holds the Series 7, Series 24, Series 4, SIE and Series 99TO licenses and is registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/03/2012 - Present
Tradier Brokerage, Inc. (CHARLOTTE NC)
NC
05/18/2009 - 11/13/2012
TRADEKING (CHARLOTTE NC)
NC
08/19/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
05/07/2007 - 07/11/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
MO
01/19/2007 - 03/22/2007
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 03/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 02/07/2011
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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