Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Horowitz is a financial advisor with over 29 years of experience in the industry. Peter is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Peter worked at Ameriprise Financial Services, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors, A. G. Edwards & Sons, Inc., Bear, Stearns & Co. Inc., Paine Webber Incorporated, and Prudential Securities Incorporated. Peter is licensed to provide financial and investment advisory services in 53 states. Peter holds the Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROLLING MEADOWS IL)
IL
05/24/2018 - 01/05/2021
AMERIPRISE FINANCIAL SERVICES, LLC (GLENVIEW IL)
IL
12/15/2016 - 06/14/2018
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
01/01/2008 - 12/14/2016
WELLS FARGO ADVISORS (CHICAGO IL)
IL
02/04/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHICAGO IL)
NY
04/30/1994 - 02/15/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
03/02/1992 - 12/08/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/26/1990 - 10/31/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/19/1989 - 03/29/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 07/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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