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Peter Anderson Toth

National Financial Services LLC

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About Peter Anderson Toth

Peter Toth is a financial advisor with National Financial Services LLC. Peter has been in the financial services industry since 2015. Peter holds Series 7, Series 24, Series 57TO and Series 66 licenses and is registered with FINRA. Peter is licensed in all 50 states and Puerto Rico. Peter's previous experience includes working for Fidelity Brokerage Services LLC.

Firm Information

Peter Toth is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Toth’s Registration & Firm History

MA

08/29/2016 - Present

National Financial Services LLC (BOSTON MA)

NH

03/13/2015 - 07/13/2016

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 11/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 01/21/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/14/2017

Series 24 - General Securities Principal Examination

BC

Issued 09/23/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Anderson Toth.
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