Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Allen Case is a financial advisor who has been in the industry since October 7, 1995. Peter is currently registered with Tiaa-cref Individual & Institutional Services, LLC and has been with the firm since March 11, 2004. Peter has a wide range of experience, having previously worked for Teachers Personal Investors Services, Inc., Alliance Fund Distributors, Inc., Diversified Investors Securities Corp., Counsellors Securities Inc., and MONY Securities Corp. Peter is licensed to provide investment advice in North Carolina. Peter is a dedicated financial professional with a strong commitment to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
03/11/2004 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
01/20/1999 - 10/23/2006
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
TN
06/04/1998 - 10/12/1998
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
01/16/1998 - 05/05/1998
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
NY
05/16/1994 - 08/02/1996
COUNSELLORS SECURITIES INC. (NEW YORK NY)
NY
09/30/1993 - 02/25/1994
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 12/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2003
Series 4 - Registered Options Principal Examination
BC
Issued 05/30/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1994
Series 3 - National Commodity Futures Examination
BC
Issued 09/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Case is the right advisor for you? Invested Better is here to help.
