Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Haupt is a financial advisor with LPL Financial LLC, a large, well-known firm with over $463 billion in assets under management. Peter has been a registered representative for over 20 years and holds the Series 6, 7, 63 and 65 licenses, and has taken the SIE Exam. Peter has experience at a number of firms including Securities America, Inc., National Planning Corporation, Jefferson Pilot Securities Corporation, USAllianz Securities, Inc. and Park Avenue Securities LLC. Peter specializes in providing financial planning, investment management, consulting and other advisory services to a diverse range of clients including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Peter is dedicated to providing his clients with personalized advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/01/2023 - Present
LPL Financial LLC (WEST HAVEN CT)
CT
10/31/2017 - 02/03/2023
SECURITIES AMERICA, INC. (WEST HAVEN CT)
CT
03/31/2006 - 11/08/2017
NATIONAL PLANNING CORPORATION (WEST HAVEN CT)
IN
02/11/2004 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MN
01/18/2002 - 12/31/2003
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NY
03/30/2000 - 02/08/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
IA
Issued 07/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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