Unclaimed
Peter Alexis Yanez is a registered representative with Multi-Bank Securities, Inc. Peter Alexis Yanez has been active in the securities industry since 2000. Peter Alexis Yanez holds licenses for Series 7, Series 50 and Series 63 exams. Peter Alexis Yanez is registered to do business in California, Florida, and Texas. Peter Alexis Yanez was previously affiliated with Raymond James Financial Services, Inc., Solomon, David, Herman, Alexis & Co., Inc., InterFirst Capital Corporation, Prudential Securities Incorporated, Baraban Securities, Inc., H.J. Meyers & Co., Inc. and Dean Witter Reynolds Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/01/2012 - Present
Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)
FL
08/01/2003 - 11/12/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
12/21/1998 - 07/31/2003
SOLOMON, DAVID, HERMAN, ALEXIS & CO., INC. (LOS ANGELES CA)
CA
12/18/1996 - 12/11/1998
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
NY
06/29/1995 - 12/17/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
02/03/1995 - 07/11/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
NY
01/01/1994 - 01/11/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
08/24/1993 - 01/05/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 01/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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