Invested Better
Unclaimed

Unclaimed

Unclaimed

Peter Alexander Dickson

SG Americas Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Peter? Claim Your Profile

About Peter Alexander Dickson

Peter Dickson is a financial advisor with SG Americas Securities, LLC. Peter has over 30 years of experience in the financial industry. Peter has a strong background in the areas of government securities, options, and trading. Peter is registered to provide investment advice in all 50 states.

Firm Information

Peter Dickson is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Peter Dickson’s Registration & Firm History

NY

07/13/2010 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

11/07/2008 - 06/15/2010

MF GLOBAL INC. (NEW YORK NY)

NY

04/19/2004 - 06/11/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

11/30/2000 - 04/21/2004

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NJ

03/31/1993 - 11/29/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

09/30/1993 - 01/28/1994

C.J. LAWRENCE/DEUTSCHE BANK SECURITIES CORPORATION (NEW YORK NY)

NY

04/11/1990 - 09/30/1993

DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)

NA

04/13/1989 - 03/24/1993

DEUTSCHE BANK GOVERNMENT SECURITIES, INC

NA

07/25/1987 - 04/12/1989

LLOYDS GOVERNMENT SECURITIES CORPORATION

Not sure if Peter Alexander Dickson is right for you?

Licenses & Designations

BC

Issued 04/29/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2017

Series 24 - General Securities Principal Examination

BC

Issued 05/17/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2012

Series 3 - National Commodity Futures Examination

BC

Issued 11/26/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter Alexander Dickson.
Not sure if Peter Alexander Dickson is right for you?