Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Albert Seppi is a registered investment advisor representative with Stifel, Nicolaus & Company, Inc.. Peter has been in the industry since 1995 and is registered in Pennsylvania. Peter has passed the Series 7, Series 31, Series 63, and Series 65 exams. Peter is also registered in 17 states as a broker. Peter provides a range of investment services to individuals, corporations, and institutions. Peter's current registrations include Stifel, Nicolaus & Company, Inc. and Morgan Stanley DW Inc. Prior to joining Stifel, Nicolaus & Company, Inc., Peter worked at Ryan Beck & Co. and Morgan Stanley DW Inc.. Peter's areas of specialization include portfolio management, financial planning, and pension consulting. Peter is also an active member of the community and has been involved in several charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/17/2021 - Present
Stifel, Nicolaus & Company, Inc. (PITTSBURGH PA)
PA
12/04/2006 - 07/31/2007
RYAN BECK & CO. (PITTSBURGH PA)
PA
09/11/1995 - 12/06/2006
MORGAN STANLEY DW INC. (PITTSBURG PA)
IA
Issued 11/30/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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