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Peter Alan Schultz

C. L. King & Associates, Inc.

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About Peter Alan Schultz

Peter Schultz is a registered representative with C. L. King & Associates, Inc. Peter has been in the securities industry since July 1996. Peter has passed the Series 7, Series 55, Series 24, SIE, and Series 57TO exams. Peter has held previous positions with George K. Baum & Company, First Union Capital Markets Corp., Dain Rauscher Incorporated, and Everen Securities, Inc. Peter is currently registered with the following states: Connecticut, Massachusetts, New Jersey, New York, and Virginia.

Firm Information

Peter Schultz is currently registered with C. L. King & Associates, Inc.. C. L. King & Associates, Inc. is a Corporation that was formed on March 3, 1972. The firm is registered with the SEC and in 36 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Schultz’s Registration & Firm History

NJ

03/27/2001 - Present

C. L. King & Associates, Inc. (HOBOKEN NJ)

MO

04/24/1999 - 10/31/2000

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

NC

03/03/1999 - 03/31/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

03/02/1998 - 02/19/1999

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

04/30/1996 - 03/02/1998

DAIN RAUSCHER INCORPORATED

MO

01/16/1996 - 04/12/1996

EVEREN SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 01/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/07/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter Alan Schultz.
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