Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Alan Rosenthal is a financial professional with over 27 years of experience in the industry. Peter is currently registered with CF Secured, LLC and Cantor Fitzgerald & Co. Peter has previously been associated with a number of other firms including Lazard Frères & Co. LLC, Lazard Capital Markets LLC, Jefferies & Company, Inc., Needham & Company, LLC, UBS PaineWebber Inc., UBS Warburg LLC, Gruntal & Co., L.L.C., Hampshire Securities Corporation, and PaineWebber Incorporated. Peter is licensed to provide securities-related services in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/17/2017 - Present
CF Secured, LLC (New York NY)
NY
05/14/2010 - 03/01/2012
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
07/22/2009 - 05/14/2010
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
02/26/2007 - 06/03/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
04/21/2003 - 02/16/2007
NEEDHAM & COMPANY, LLC (NEW YORK NY)
NJ
02/23/2001 - 04/30/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
09/02/1998 - 03/07/2001
UBS WARBURG LLC (NEW YORK NY)
NY
03/23/1998 - 08/14/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
04/02/1997 - 03/13/1998
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
NJ
12/22/1992 - 04/21/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2010
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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