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Peter Alan MacHmeier

Kroll Securities LLC

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About Peter Alan MacHmeier

Peter MacHmeier is a financial professional with over a decade of experience in the securities industry. Peter is currently registered with Kroll Securities LLC in Chicago, Illinois. Previously, Peter was associated with Dougherty & Company LLC in Minneapolis, Minnesota. Peter holds Series 7, Series 63, Series 79 and SIE licenses. Peter is registered in 21 states.

Firm Information

Peter MacHmeier is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter MacHmeier’s Registration & Firm History

IL

06/26/2017 - Present

Kroll Securities LLC (CHICAGO IL)

MN

07/17/2012 - 06/12/2017

DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 09/30/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/16/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Alan MacHmeier.
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