Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter A. Garcia is a financial professional with over 10 years of experience in the financial services industry. Peter Garcia is currently registered with Rabo Securities USA, Inc. and previously worked with TD Ameritrade, Inc. and Hennion & Walsh, Inc.. Peter Garcia holds the Series 66, Series 24, Series 99TO and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/13/2022 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NE
02/25/2013 - 08/20/2013
TD AMERITRADE, INC. (OMAHA NE)
NJ
08/24/2009 - 02/15/2012
HENNION & WALSH, INC. (PARSIPPANY NJ)
BOTH
Issued 12/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 11/09/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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