Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pete? Claim Your ProfilePete Sturdivant Smith is a financial advisor with Stifel, Nicolaus & Company, Inc. in Memphis, Tennessee. Pete has been in the industry for over 22 years. Pete is licensed to sell securities in 25 states. He specializes in helping individual clients with their investment needs. He can assist clients with financial planning, retirement planning, and other aspects of their financial lives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
04/01/2003 - 04/22/2022
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
04/01/2003 - 12/18/2019
ICBA SECURITIES (MEMPHIS TN)
OR
04/09/2001 - 04/14/2003
PRIVATE CONSULTING GROUP, INC. (PORTLAND OR)
TX
07/10/2000 - 04/16/2001
NFP SECURITIES, INC. (AUSTIN TX)
OR
04/26/2000 - 07/10/2000
PRIVATE CONSULTING GROUP, INC. (PORTLAND OR)
BOTH
Issued 05/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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