Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pete? Claim Your ProfilePete Pallone is a financial advisor with over 28 years of experience in the industry. He is currently registered with SPC, an independent broker-dealer firm. Previously, Pete worked with various firms, including Walnut Street Securities, 1717 Capital Management Company, MetLife Securities Inc., and Metropolitan Life Insurance Company. Pete holds the Series 6, 7, 63, and 65 licenses. He specializes in providing investment advice, financial planning, and portfolio management services to individuals and businesses. Pete has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
07/23/2014 - Present
SPC (ANN ARBOR MI)
CA
04/28/1998 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
DE
08/16/1996 - 03/25/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
09/06/1994 - 07/23/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/06/1994 - 07/23/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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