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Perry Smith

BNP Paribas Securities Corp.

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About Perry Smith

Perry Smith has been in the financial services industry since December 12, 1997. Perry currently holds registrations with the Financial Industry Regulatory Authority (FINRA) and the state of New York as a General Securities Representative and Registered Options Principal. Perry is currently employed by BNP Paribas Securities Corp. and is located in the Jersey City, New Jersey branch office.

Firm Information

Perry Smith is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Perry Smith’s Registration & Firm History

NJ

12/21/2010 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

12/15/2011 - 07/09/2018

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

11/22/2000 - 12/08/2010

IIG HORIZONS SECURITIES, LLC (NEW YORK NY)

NJ

11/22/2000 - 04/19/2001

ZA ASSOCIATES, INC. (MORRISTOWN NJ)

NA

01/20/1988 - 06/13/1990

ROBERT TODD FINANCIAL CORP.

NA

06/23/1987 - 01/26/1988

MARGATE SECURITIES, INC.

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Licenses & Designations

BC

Issued 01/18/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2020

Series 4 - Registered Options Principal Examination

BC

Issued 09/19/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Perry Smith.
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