Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Perry? Claim Your ProfilePerry John Pasquini is a financial professional with over 30 years of experience in the financial industry. Perry is currently a registered representative with Charles Schwab & Co., Inc. Previously, Perry worked for a number of financial institutions including TD Ameritrade, Inc., LightSpeed Trading, LLC, X-Change Financial Access, LLC, Terra Nova Financial, LLC, Finacor Securities and KWS Associates, Inc. Perry holds a Series 7, Series 3, Series 34, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
01/27/2023 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
IL
10/28/2014 - 12/31/2023
TD AMERITRADE, INC. (CHICAGO IL)
IL
08/21/2012 - 09/05/2014
LIGHTSPEED TRADING, LLC (CHICAGO IL)
IL
11/11/2009 - 08/31/2012
X-CHANGE FINANCIAL ACCESS, LLC (CHICAGO IL)
IL
12/12/2007 - 11/10/2009
TERRA NOVA FINANCIAL, LLC (CHICAGO IL)
IL
08/01/2006 - 11/26/2007
FINACORP SECURITIES (CHICAGO IL)
IL
10/11/1994 - 12/14/2006
KWS ASSOCIATES, INC. (CHICAGO IL)
NY
07/24/1985 - 02/11/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2020
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2016
Series 3 - National Commodity Futures Examination
BC
Issued 10/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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