Unclaimed
Perry Francis Deluca is a registered representative with BMO Capital Markets Corp. Perry has been in the industry for 13 years. Perry holds the Series 7, Series 63, Series 79TO and SIE licenses. Perry also previously worked at BNP PARIBAS SECURITIES CORP. and KEYBANC CAPITAL MARKETS INC. and W.R. HAMBRECHT + CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
CA
02/28/2023 - Present
BMO Capital Markets Corp. (SAN FRANCISCO CA)
NY
04/15/2019 - 02/01/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CA
12/14/2006 - 03/16/2012
KEYBANC CAPITAL MARKETS INC. (SAN FRANCISCO CA)
CA
09/18/2002 - 01/18/2006
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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