Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Perry a.? Claim Your ProfilePerry a. Novak is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Perry Novak has been in the financial services industry since 1983 and holds licenses in both California and Texas. Perry a. Novak has worked for UBS Financial Services Inc, Citigroup Global Markets Inc, Lehman Brothers Inc and E. F. Hutton & Company Inc in the past. Perry a. Novak specializes in retirement planning, asset allocation, and investment management. Perry a. Novak works with a variety of clients, including individuals, families, businesses, and institutions. Perry a. Novak is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/24/2016 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
04/03/2009 - 07/05/2016
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
07/31/1993 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (PLEASANTON CA)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/20/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1986
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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