Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Perrick? Claim Your ProfilePerrick Marguet is a financial professional with experience in the securities industry. Perrick is currently registered with Tradition Securities And Derivatives LLC and has been registered with the firm since November 16, 2022. Perrick has been active in the industry since October 3, 2020 and has passed several securities exams, including the Series 7, Series 3, Series 63, and Series 57. Perrick is registered to provide securities advice and services in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/16/2022 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
02/03/2022 - 05/02/2022
EXANE, INC. (NEW YORK NY)
NY
02/20/2020 - 01/03/2022
EXANE, INC. (NEW YORK NY)
BC
Issued 05/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/08/2020
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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