Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Perren? Claim Your ProfilePerren Thomas is a financial advisor who has been in the industry since 2002. Perren is currently registered with Oppenheimer & Co. Inc. in New York, NY. Previously, Perren was registered with D.A. Davidson & Co., FTN FINANCIAL SECURITIES CORP, SPEAR, LEEDS & KELLOGG, L.P., SPEAR, LEEDS & KELLOGG SPECIALISTS LLC, and Goldman, Sachs & Co.. Perren holds a Series 24, Series 55, Series 57TO, Series 63, and Series 7 license. Perren is registered in 50 states and the District of Columbia. Perren is also licensed in Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Perren's specializations include 1, 2, 4, 5, 6, and 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
12/01/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
03/11/2019 - 11/30/2022
D.A. DAVIDSON & CO. (NEW YORK NY)
NY
01/07/2005 - 03/12/2019
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
11/19/2002 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
12/02/2002 - 07/31/2003
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
NY
04/22/2003 - 07/28/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 11/25/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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