Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pericles? Claim Your ProfilePericles John Pappas is an active investment advisor representative at J.p. Morgan Securities LLC, with over 25 years of experience in the financial services industry. Pericles's career began in 1997 with National Financial Services Corporation, where he was registered as a broker. In 2002, Pericles moved to ABN AMRO Incorporated and then to ABN AMRO Securities LLC. In 2003, Pericles began working for UBS Securities LLC and in 2010 joined UBS Financial Services Inc.. In 2014, Pericles joined J.P. MORGAN CLEARING CORP., and in 2016, Pericles transitioned to J.p. Morgan Securities LLC. Pericles is a licensed securities agent and holds Series 7, Series 24, Series 63, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/22/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
12/22/2014 - 10/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NJ
10/11/2010 - 10/01/2014
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/05/2003 - 10/01/2014
UBS SECURITIES LLC (NEW YORK NY)
CT
03/01/2002 - 12/05/2003
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/04/1999 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
RI
01/05/1999 - 10/11/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
11/06/1997 - 12/31/1998
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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