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Peppi-marie Fletcher

Barclays Capital Inc.

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About Peppi-marie Fletcher

Peppi-marie Fletcher is a financial professional with over 9 years of experience in the industry. Peppi-marie is currently registered with Barclays Capital Inc. and holds the Series 24, SIE and Series 16 licenses. Peppi-marie previously worked at Canaccord Genuity Inc.

Firm Information

Peppi-marie Fletcher is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peppi-marie Fletcher’s Registration & Firm History

NY

01/22/2016 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

06/13/2013 - 01/22/2016

CANACCORD GENUITY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/22/2020

Series 24 - General Securities Principal Examination

BC

Issued 12/08/2020

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2013

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peppi-marie Fletcher.
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