Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peple? Claim Your ProfilePeple McGuire Burton is a financial advisor with over 20 years of experience in the industry. Peple has held various positions at different firms such as Morgan Stanley, Charles Schwab & Co., Inc. and Dean Witter Reynolds Inc., before joining Wells Fargo Clearing Services, LLC in 2023. Peple holds Series 7, 7TO, 8, 31, 63, 65, and 66 licenses. Peple has a Certified Financial Planner designation. Peple specializes in working with high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/08/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON SC)
AZ
05/13/2019 - 05/22/2020
MORGAN STANLEY (GILBERT AZ)
TX
06/29/1995 - 07/05/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IL
01/30/1995 - 06/15/1995
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
NY
02/22/1993 - 12/22/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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