Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Sue Hein is a financial advisor at Edward Jones, a firm with a focus on individual investors and small businesses. Penny has been in the financial industry since 1990 and has a wide range of experience in the industry, including working for several other firms in the past. Penny is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in several states. Penny is committed to providing her clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IA
02/03/2020 - Present
Edward Jones (DES MOINES IA)
IA
08/27/2018 - 11/01/2019
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (Des Moines IA)
IA
07/26/2016 - 08/27/2018
BROKER DEALER FINANCIAL SERVICES CORP. (DES MOINES IA)
IA
08/21/2013 - 07/25/2016
VSR FINANCIAL SERVICES, INC. (DES MOINES IA)
IA
06/16/2006 - 08/29/2013
LPL FINANCIAL LLC (WEST DES MOINES IA)
IA
04/07/2005 - 06/09/2006
CITIGROUP GLOBAL MARKETS INC. (WEST DES MOINES IA)
MO
05/11/1998 - 04/01/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
TX
05/01/1998 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
MO
10/08/1996 - 04/20/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NE
11/15/1990 - 10/10/1996
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
IA
09/19/1989 - 11/15/1990
R. G. DICKINSON & CO. (DES MOINES IA)
BC
Issued 05/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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