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Penny Renee Brooker

Hilltop Securities Inc.

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About Penny Renee Brooker

Penny Renee Brooker is a registered representative with Hilltop Securities Inc. in Dallas, TX. Penny has been in the industry since November 5, 2016. Penny is licensed to conduct business in Texas and has passed the Series 63, SIE, Series 50, Series 52 and Series 53 examinations. Penny specializes in providing financial planning, investment management, educational seminars and publication of periodicals.

Firm Information

Penny Brooker is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Penny Brooker’s Registration & Firm History

TX

11/05/2016 - Present

Hilltop Securities Inc. (DALLAS TX)

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Licenses & Designations

BC

Issued 02/04/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/22/2022

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 11/05/2016

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Penny Renee Brooker.
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