Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Rae Haataja is a financial advisor at Raymond James Financial Services Advisors, Inc.. Penny has been in the industry since 1996 and has a strong track record of success. Penny specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. Penny is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
11/06/2023 - Present
Raymond James Financial Services Advisors, Inc. (Weslaco TX)
FL
06/29/2022 - 05/24/2023
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MN
08/12/2006 - 06/27/2022
UBS FINANCIAL SERVICES INC. (BLOOMINGTON MN)
MN
05/08/2006 - 08/12/2006
PIPER JAFFRAY & CO. (BLOOMINGTON MN)
MN
05/04/2005 - 05/09/2006
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
08/16/2002 - 05/05/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
03/20/1998 - 11/02/2001
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
NJ
09/17/1996 - 03/16/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/08/1990 - 06/15/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/08/1990 - 06/15/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 07/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/06/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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