Unclaimed
Penny Mayhew Smith is a financial advisor registered with PFS Investments Inc. Penny is a registered representative and an investment adviser representative in Maryland, Pennsylvania, and Virginia. Penny has over 6 years of experience in the financial services industry. Penny obtained her Series 6, Series 63, and Series 65 licenses. She specializes in investment company products, variable contracts, and financial planning. Penny is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MD
05/17/2021 - Present
PFS Investments Inc. (CROFTON MD)
IA
Issued 04/26/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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