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Penny Lynn Schwieger

Northwestern Mutual Investment Services, LLC

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About Penny Lynn Schwieger

Penny Lynn Schwieger is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC, located in Grand Island, NE. Penny Lynn Schwieger has been in the financial services industry since 2010 and is licensed to provide investment advice in Nebraska. Penny Lynn Schwieger has experience working with various firms, including Princor Financial Services Corporation, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC.

Firm Information

Penny Schwieger is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Penny Schwieger’s Registration & Firm History

NE

04/17/2014 - Present

Northwestern Mutual Investment Services, LLC (GRAND ISLAND NE)

IA

06/06/2013 - 11/06/2013

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NE

01/03/2011 - 01/09/2013

WELLS FARGO ADVISORS, LLC (GRAND ISLAND NE)

NE

11/13/2009 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (GRAND ISLAND NE)

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Licenses & Designations

BOTH

Issued 12/30/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Penny Lynn Schwieger.
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