Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Kelley is a financial professional with over 30 years of experience in the industry. Penny Kelley is registered with Newbridge Financial Services Group, Inc. and is licensed in multiple states. Penny Kelley has previously worked with LPL Financial LLC, WELLS FARGO ADVISORS, LLC, and A. G. EDWARDS & SONS, INC. Penny Kelley is a licensed insurance agent and has held business ownership roles in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
NM
01/29/2020 - Present
Newbridge Financial Services Group, Inc. (ROSWELL NM)
NM
12/18/2012 - 12/18/2019
LPL FINANCIAL LLC (ROSWELL NM)
NM
01/01/2008 - 12/19/2012
WELLS FARGO ADVISORS, LLC (ROSWELL NM)
NM
08/16/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROSWELL NM)
MO
07/15/2002 - 12/18/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
SC
03/12/1993 - 09/05/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MO
09/19/1988 - 05/20/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
05/14/1988 - 10/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
11/01/1981 - 05/14/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 02/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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