Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny L. Dillon is a financial advisor registered with Morgan Stanley. Penny has been in the securities industry since 2006. Penny's previous employment includes CITIGROUP GLOBAL MARKETS INC. and M HOLDINGS SECURITIES, INC.. Penny is licensed to provide investment advice and securities products in 48 states and the District of Columbia. Penny has passed the Series 63, 66 and 7 securities exams. Penny is based in Spokane, Washington and has a branch office in the city as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WA
02/22/2013 - Present
Morgan Stanley (Spokane WA)
WA
10/18/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SPOKANE WA)
OR
06/27/2006 - 07/18/2007
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
BOTH
Issued 02/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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