Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Katherine Mandell is a registered Investment Advisor Representative with Fisher Investments, a firm with over $298 billion in regulatory assets under management. Penny has been in the financial industry for over 30 years, holding licenses in both Texas and Washington. Penny has extensive experience in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Penny's specializations include financial planning, portfolio management, portfolio assessment, and providing other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
03/20/2018 - Present
Fisher Investments (PLANO TX)
OR
03/20/2012 - 12/24/2014
RBC CAPITAL MARKETS, LLC (PORTLAND OR)
NY
07/31/1993 - 06/24/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/19/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/18/1984 - 02/10/1987
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
BC
Issued 03/30/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/2014
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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