Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Jo Agnew is a financial advisor registered with LPL Financial LLC and Momentum Independent Network Inc. Penny has been in the financial industry since 2008 and holds a Series 66, Series 7, Series 9, and Series 10 license. Penny has worked for several firms throughout her career including CETERA ADVISORS LLC, PACIFIC WEST SECURITIES, INC., MORGAN STANLEY SMITH BARNEY, and CITIGROUP GLOBAL MARKETS INC. Penny has a strong background in providing financial planning and investment advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/21/2016 - Present
LPL Financial LLC (LA MESA CA)
CA
02/28/2012 - 04/22/2016
CETERA ADVISORS LLC (LA MESA CA)
CA
03/04/2011 - 02/28/2012
PACIFIC WEST SECURITIES, INC. (LA MESA CA)
CA
06/01/2009 - 02/01/2011
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
06/04/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
BOTH
Issued 06/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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