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Penny Gae Frank

Spire Wealth Management, LLC

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About Penny Gae Frank

Penny Gae Frank is a financial advisor with Spire Wealth Management, LLC, a firm headquartered in McLean, VA. Penny has been in the industry since 1997 and has held several roles at different financial institutions. Penny has obtained multiple licenses and certifications during her career. Penny Gae Frank specializes in financial planning, retirement planning, estate planning, and insurance.

Firm Information

Penny Frank is currently registered with Spire Wealth Management, LLC. Spire Wealth Management, LLC is an investment advisor headquartered in McLean, VA. They have 58 licensed agents, 87 investment advisor representatives, 84 registered representatives, 93 investment advisory functions, and 4 adviser reps for other investment advisers. They offer a range of services, including financial planning, pension consulting, insurance, retirement & estate planning, divorce planning, and selection of other advisers. They manage assets for individuals, corporations, and charitable organizations, and participate in a wrap fee program. They have $4,777,743,993 in regulatory assets under management.
Spire Wealth Management, LLC

7901 JONES BRANCH DR.

MCLEAN, VA 22102

$4.78B

Assets Under Management

80

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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insurance, retirement & estate planning, divorce planning

Insurance, retirement & estate planning, divorce planning

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Penny Frank’s Registration & Firm History

CO

09/28/2023 - Present

Spire Wealth Management, LLC (Colorado Springs CO)

CO

10/06/1999 - 10/30/2012

CHARLES SCHWAB & CO., INC. (COLORADO SPRINGS CO)

NY

10/22/1997 - 10/28/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/05/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/14/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/19/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 10/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Penny Gae Frank.
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