Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Elaine Michael is a financial professional registered with FHN Financial Securities Corp. in Memphis, Tennessee. Penny has been in the industry since December 2000 and holds several licenses including Series 7, 24, 52, 53, 55, 63, 79TO, 99TO, and 14. Penny's professional experience allows her to provide a wide range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
12/11/2000 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
BC
Issued 01/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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