Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Denise Leal is a financial advisor with over 25 years of experience in the industry. Leal is currently registered with Raymond James Financial Services Advisors, Inc. in both Michigan and Texas. Leal has held previous positions with Wells Fargo Clearing Services, LLC, Robert W. Baird & Co. Incorporated, and First of Michigan Corporation. Leal provides financial planning, portfolio management for individuals and businesses, and pension consulting services. Leal is a Series 7, Series 9, Series 10, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MI
09/20/2019 - Present
Raymond James Financial Services Advisors, Inc. (Holland MI)
MI
08/25/2000 - 09/23/2019
WELLS FARGO CLEARING SERVICES, LLC (HOLLAND MI)
WI
02/02/1998 - 09/15/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MI
10/29/1996 - 01/02/1998
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
IA
Issued 02/25/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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