Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penny? Claim Your ProfilePenny Deeb is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with over 15 years of experience in the industry. Penny has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since May of 2015. Previously, Penny worked at UBS Financial Services Inc. and Citigroup Global Markets Inc. Penny holds Series 63, Series 66, Series 7 and SIE licenses. Penny has a broad range of experience in financial advising including providing portfolio management for businesses and individuals, and pension consulting. Penny also holds registrations in 28 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
04/20/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
MA
03/27/2009 - 06/11/2015
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
02/12/2007 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
BOTH
Issued 7/9/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/9/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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