Invested Better
Unclaimed

Unclaimed

Unclaimed

Penny Ann Estep

Nationwide Investment Services Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Penny? Claim Your Profile

About Penny Ann Estep

Penny Ann Estep is a registered representative with Nationwide Investment Services Corp. Penny has been in the securities industry since August 10, 2000. Penny holds the Series 6, Series 63, and SIE licenses. Penny is registered to sell securities in Ohio.

Firm Information

Penny Estep is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Penny Estep’s Registration & Firm History

OH

08/11/2000 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

Not sure if Penny Ann Estep is right for you?

Licenses & Designations

BC

Issued 02/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Penny Ann Estep.
Not sure if Penny Ann Estep is right for you?