Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penney? Claim Your ProfilePenney Sick has been in the financial services industry for over 20 years. She is currently registered with Raymond James Financial Services Advisors, Inc. in Visalia, California and has been with the firm since 2013. Penney has extensive experience in the industry, having previously worked for Stifel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC, and A. G. Edwards & Sons, Inc., also in Visalia, California. She holds a variety of licenses and certifications, including Series 7, 63, 66, 24, and 31. Penney specializes in providing financial planning and investment advice to individuals, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/24/2019 - Present
Raymond James Financial Services Advisors, Inc. (VISALIA CA)
CA
12/04/2008 - 08/07/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (VISALIA CA)
CA
01/01/2008 - 12/18/2008
WACHOVIA SECURITIES, LLC (VISALIA CA)
CA
05/17/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (VISALIA CA)
BOTH
Issued 03/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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