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Peng Peng

NI Advisors

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About Peng Peng

Peng Peng is a registered representative with NI Advisors. Peng has been in the industry since 2016 and holds Series 6, 7, 63, and SIE licenses. Before joining NI Advisors, Peng worked at Equitable Advisors, LLC and MSI Financial Services, Inc. Peng is registered in New Jersey. NI Advisors is a registered investment advisor firm located in Milpitas, California. NI Advisors provides financial planning and portfolio management services to individuals and high net worth individuals.

Firm Information

Peng Peng is currently registered with NI Advisors. NI Advisors is a registered investment advisor headquartered in California with a focus on financial planning, portfolio management for individuals, and selection of other advisors. They have been operating since 2005 and serve high-net-worth individuals and other individuals. They manage approximately $3.6 million in assets across 7 accounts.

$3.56M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share fees with third party asset managers

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Peng Peng’s Registration & Firm History

CA

06/03/2023 - Present

NI Advisors (MILPITAS CA)

NJ

10/19/2021 - 05/30/2023

EQUITABLE ADVISORS, LLC (WOODBRIDGE NJ)

NJ

02/29/2016 - 09/06/2016

MSI FINANCIAL SERVICES, INC. (EDISON NJ)

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Licenses & Designations

BC

Issued 11/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/19/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/20/2021

SIE - Securities Industry Essentials Examination

BC

Issued 02/29/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peng Peng.
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