Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peng heng? Claim Your ProfilePeng heng Tay is a financial professional with over 18 years of experience in the financial services industry. Peng heng Tay is currently registered with State Farm VP Management Corp. Prior to that, Peng heng Tay has worked with UVEST FINANCIAL SERVICES GROUP, INC., BANCWEST INVESTMENT SERVICES, INC. and DUERR FINANCIAL CORPORATION. Peng heng Tay holds the Series 7, Series 63, Series 65, Series 6TO and SIE licenses. Peng heng Tay is currently registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/11/2009 - Present
State Farm VP Management Corp. (Huntington Beach CA)
HI
07/13/2005 - 02/09/2009
UVEST FINANCIAL SERVICES GROUP, INC. (HONOLULU HI)
NE
07/16/2004 - 06/28/2005
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
CA
05/19/2004 - 07/08/2004
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
IA
Issued 11/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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