Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peng? Claim Your ProfilePeng Chao Lin is a registered representative of Cetera Investment Services LLC. Peng has been in the securities industry for over three years and holds the Series 7TO, Series 6TO and SIE licenses. Peng is registered in California and has been active in the state since January 2020. Peng's clients are primarily located in San Francisco.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/26/2019 - Present
Cetera Investment Services LLC (SAN FRANCISCO CA)
BC
Issued 12/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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