Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Penelope? Claim Your ProfilePenelope Pratt Hogan is a financial advisor with over 25 years of experience in the industry. Penelope currently works at TD Private Client Wealth LLC, a firm with over $6 billion in assets under management. Penelope has experience working with a wide range of clients, including individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Penelope is also a registered representative with Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
05/04/2016 - Present
TD Private Client Wealth LLC (NEW YORK NY)
ME
10/11/2011 - 04/04/2016
LPL FINANCIAL LLC (YORK ME)
ME
09/29/2011 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (FALMOUTH ME)
NH
11/17/2009 - 05/28/2010
TD WEALTH MANAGEMENT SERVICES INC. (BEDFORD NH)
NH
12/05/2007 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (BEDFORD NH)
NH
12/02/2002 - 11/09/2007
LIBERTY LIFE DISTRIBUTORS LLC (DOVER NH)
MO
01/06/1995 - 12/14/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
07/31/1993 - 08/04/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/24/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 05/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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