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Pelayo Nicholas Garcia

Brookstone Capital Management LLC

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About Pelayo Nicholas Garcia

Pelayo Nicholas Garcia is an investment advisor representative at Brookstone Capital Management LLC. Pelayo is licensed to provide investment advisory services in Florida and Texas. Pelayo has been working in the financial services industry since 1990 and has extensive experience in providing financial planning, portfolio management and educational seminars. Pelayo has held previous positions with various firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Stanford Group Company, CitiCorp Investment Services and New England Securities.

Firm Information

Pelayo Garcia is currently registered with Brookstone Capital Management LLC. Brookstone Capital Management LLC is a registered investment advisor headquartered in Wheaton, Illinois. The firm has 319 investment adviser representatives and manages approximately $1 billion to $10 billion in assets. They specialize in financial planning, portfolio management for individuals, and portfolio management for businesses. They also offer educational seminars and select other advisors for clients.
Brookstone Capital Management LLC

1745 S. NAPERVILLE ROAD

WHEATON, IL 60189

$10.41B

Assets Under Management

20

Total Clients

295

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Pelayo Garcia’s Registration & Firm History

IL

01/26/2018 - Present

Brookstone Capital Management LLC (WHEATON IL)

NY

10/11/2000 - 05/01/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

05/02/2000 - 09/06/2000

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

TX

01/08/1999 - 02/29/2000

STANFORD GROUP COMPANY (HOUSTON TX)

NY

03/20/1992 - 02/26/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/21/1990 - 03/04/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/06/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/1991

Series 3 - National Commodity Futures Examination

BC

Issued 08/11/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Pelayo Nicholas Garcia.
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