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Peipei Yu

Lazard Freres & Co. LLC

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About Peipei Yu

Peipei Yu is a financial professional with experience in the financial services industry. Peipei has held previous roles at Credit Suisse Securities (USA) LLC in New York, NY. Currently, Peipei is registered with Lazard Freres & Co. LLC and is located in New York, NY. Peipei has passed the Series 7TO, Series 79TO, Series 63, and SIE exams.

Firm Information

Peipei Yu is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peipei Yu’s Registration & Firm History

NY

10/04/2022 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

08/06/2021 - 10/13/2022

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/06/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/10/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peipei Yu.
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