Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peifen? Claim Your ProfilePeifen Hsu is a registered representative with Citigroup Global Markets Inc. Peifen has been in the securities industry since December 23, 2000. Peifen has passed the Series 3, Series 7, Series 63, SIE and Series 79TO exams. Peifen holds licenses in New York. Prior to joining Citigroup Global Markets Inc. Peifen was employed by BEAR, STEARNS & CO. INC. and CITICORP SECURITIES, INC. Peifen is a registered representative with the Financial Industry Regulatory Authority (FINRA) and has been approved to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/29/2006 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
12/12/2000 - 07/19/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/31/1995 - 06/26/1996
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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