Invested Better
Unclaimed

Unclaimed

Unclaimed

Pei Li

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Pei? Claim Your Profile

About Pei Li

Pei Li is a financial advisor with Neuberger Berman BD LLC, a firm with over 820 investment advisor representatives. Pei Li has been in the industry for over 3 years and has a Series 7, Series 63, and Series 66 license. Prior to joining Neuberger Berman BD LLC, Pei Li worked at Northwestern Mutual Investment Services, LLC. Pei Li is registered in New York and provides financial advice to clients in the state of New York.

Firm Information

Pei Li is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Pei Li’s Registration & Firm History

NY

06/06/2022 - Present

Neuberger Berman BD LLC (NEW YORK NY)

MO

01/28/2019 - 04/23/2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)

Not sure if Pei Li is right for you?

Licenses & Designations

BOTH

Issued 06/06/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/14/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Pei Li.
Not sure if Pei Li is right for you?