Unclaimed
Pei Li is a financial advisor with Neuberger Berman BD LLC, a firm with over 820 investment advisor representatives. Pei Li has been in the industry for over 3 years and has a Series 7, Series 63, and Series 66 license. Prior to joining Neuberger Berman BD LLC, Pei Li worked at Northwestern Mutual Investment Services, LLC. Pei Li is registered in New York and provides financial advice to clients in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
06/06/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
MO
01/28/2019 - 04/23/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)
BOTH
Issued 06/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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