Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy? Claim Your ProfilePeggy Sue Zarro has been in the financial services industry since April 1986. Peggy is currently registered with Wells Fargo Clearing Services, LLC and is licensed in 28 states. Peggy has been a financial advisor for over 30 years and has extensive experience in providing investment advice to individuals and families. Peggy specializes in financial planning, portfolio management, and retirement planning. She is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/06/2009 - Present
Wells Fargo Clearing Services, LLC (FRISCO TX)
TX
06/01/2009 - 12/01/2009
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
01/21/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/25/1986 - 01/24/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 05/09/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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