Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peggy-sue? Claim Your ProfilePeggy-Sue Marie McNier is a financial advisor with over 18 years of experience in the industry. Peggy-Sue Marie McNier is currently registered with Fidelity Personal And Workplace Advisors. Peggy-Sue Marie McNier has also been previously employed by a number of firms including Charles Schwab & Co., Inc., TIAA-CREF Individual & Institutional Services, LLC, Sigma Financial Corporation, Sentinel Securities, Inc. and Questar Capital Corporation. Peggy-Sue Marie McNier is licensed to provide financial advice in Arizona, California, Connecticut, Florida, Kentucky, Massachusetts, Michigan, Nevada, North Carolina, Ohio, Texas and Utah. Peggy-Sue Marie McNier holds a Series 6, 7, 9, 10, 26 and 66 license. Peggy-Sue Marie McNier provides a variety of financial services including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MI
09/11/2022 - Present
Fidelity Personal AND Workplace Advisors (ANN ARBOR MI)
MI
10/08/2014 - 01/08/2019
CHARLES SCHWAB & CO., INC. (TROY MI)
MI
04/29/2014 - 08/21/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SOUTHFIELD MI)
MI
05/03/2010 - 03/31/2014
SIGMA FINANCIAL CORPORATION (BLOOMFIELD HILLS MI)
MI
02/03/2009 - 05/07/2010
SENTINEL SECURITIES, INC. (CLARKSTON MI)
MI
12/12/2008 - 02/02/2009
QUESTAR CAPITAL CORPORATION (CLARKSTON MI)
MI
10/20/2006 - 12/20/2006
QUESTAR CAPITAL CORPORATION (CLARKSTON MI)
MI
03/18/2005 - 10/20/2006
SIGMA FINANCIAL CORPORATION (CLARKSTON MI)
NJ
05/10/2001 - 09/28/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 03/13/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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